BSA/AML Compliance

Call for Papers

Although financial institutions have been managing BSA operations per the regulation requirements, the change in focus to BSA audits has been coming increasingly important. Regulators look to the Bank for insurance and evidence that BSA operations are being appropriately audited to ensure that BSA efforts are appropriately implemented and overseen. To ensure this is being done, BSA/AML checklists can assist in ensuring all components are being addressed and evaluated appropriately, as well as identify any deficiencies or gaps that need to be addressed.

“BSA / AML Compliance Checklists” highlights BSA / AML checklists that are being acknowledged and recognized by regulators and examiners. The areas of focus outlined in this webinar are based on best industry practice, supervisory experience and cover the major components of an effective BSA program that appropriate checklists focuses on. The instructor will look at these areas and the specifics of each area as it pertains to BSA.

In this webinar, instructor will discuss the checklists and how they can enhance a BSA/AML program.